9/11/2023 0 Comments Awa insurance agencyOnly those representatives with "Advisor" in their title or who otherwise disclose their status as an advisor of NMWMC are credentialed as NMWMC representatives to provide investment advisory services.Įmily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel are primarily licensed in TX and may be licensed in other states.ĭavid Alan Higgins AR License: 7432009 CA License: 0K79716 NPN: 7432009 Not all Northwestern Mutual representatives are advisors. Not all products and services are available in all states. Financial advisors and representatives and their staff might not represent all entities shown or provide all the products or services discussed on this website. The products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial advisors and representatives. Emily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel are Insurance Agents of NM. Emily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel provide investment brokerage services as Registered Representatives of Northwestern Mutual Investment Services, LLC (NMIS), a subsidiary of NM, registered investment adviser, broker-dealer and member FINRA ( ) and SIPC ( ). Emily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel are Agents of Northwestern Long Term Care Insurance Company, Milwaukee, WI, (long-term care insurance) a subsidiary of NM. Emily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel provide investment advisory services as Advisors of Northwestern Mutual Wealth Management Company® (NMWMC), Milwaukee, WI, a subsidiary of NM and federal savings bank. Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM) (life and disability insurance, annuities, and life insurance with long-term care benefits) and its subsidiaries. Aspire Wealth Advisors is not a registered investment adviser, broker-dealer, insurance agency or federal savings bank. To obtain a copy of one or more of these brochures, contact your representative.Įmily Siena Halal, David Alan Higgins, Samuel M Schlanger and James Matthew Siegel use Aspire Wealth Advisors as a marketing name for doing business as representatives of Northwestern Mutual. 720 East Wisconsin Avenue, Milwaukee, Wisconsin 53202-4797 - (414) 271-1444.ĭepending on the products and/or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the Northwestern Mutual Wealth Management Company, its services, fees and conflicts of interest before investing. © 2023 The Northwestern Mutual Life Insurance Company. If you receive communications in error, please contact the sender and delete the material from any electronic means on which it exists. Also, communications transmitted by you electronically represents your consent to two-way communication by electronic means. We will not process orders sent electronically, including but not limited to, communications sent via the Internet, mobile and cellular technologies, and electronic mail. If you choose to do business with this business, please let the business know that you contacted BBB for a BBB Business Profile.Īs a matter of policy, BBB does not endorse any product, service or business.To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck Securities and Mutual Fund orders can only be placed by phone or in person. BBB Business Profiles are subject to change at any time. When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are often more important than the number of complaints.īBB Business Profiles generally cover a three-year reporting period. However, BBB does not verify the accuracy of information provided by third parties, and does not guarantee the accuracy of any information in Business Profiles. BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. BBB Business Profiles may not be reproduced for sales or promotional purposes.īBB Business Profiles are provided solely to assist you in exercising your own best judgment.
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